WAIC Award-Winning Case: EasyLink Investment Banking Compliance Agent Selected for Agent Innovation Practice Collection
By EasyLink

在2026年世界人工智能大会(WAIC)期间,《2026智能经济新形态:智能体创新实践汇编》(以下简称《实践汇编》)重磅发布。
此次汇编是为落实2026年《政府工作报告》中“打造智能经济新形态”、“促进新一代智能终端和智能体加快推广”的战略部署,集结产业一线成果,树立行业标杆,为政策制定与产业实践提供双向参考。
EasyLink申报的投行审计智能体项目,从全国数百个项目中脱颖而出,入选《智能体创新实践汇编》“智能体+行业应用(新质生产)”优秀案例。一同入选的还有华为云、阿里巴巴达摩院、阶跃星辰、上海人工智能实验室等单位的标杆实践。

评审专家对EasyLink的投行合规智能体应用成果给予高度评价:
该案例是智能体技术在高度专业、强监管的金融垂直领域实现深度落地的标杆。
通过视觉语义模型与“规划-执行-反馈”智能体架构,实现了底稿自动归档、要素穿透、事实校验与报告生成全流程自动化,单项目审核时间从2-3小时压缩至分钟级,准确率达98%,每年节省数百万人力成本。
技术创新突出,落地成效量化清晰。
人工合规审查面临效率与安全的双重挑战
在金融监管环境日趋严格与业务逻辑高度复杂化的双重压力下,投行的合规性审查面临严峻挑战。
传统的合规审查主要依赖人工进行比对与核查,不仅耗费大量高阶人力,且极易产生疏漏,严重制约投行作业效率与风控精度。
EasyLink投行合规智能体:一键上传、统一管理、精准审计
EasyLink构建了一套全栈合规审查智能体。业务人员无需进行任何前置的手工分类、编码或标注,只需将项目底稿材料压缩包一键式上传,智能体便会自动激活底层认知引擎,自主驱动完成文件归档、时间轴穿透、交叉核查并即时产出结构化校验报告。
项目智能化全自动归档
无需用户提前打包、归档,智能体能精准识别文档所属的项目小阶段与特定事件,并自动按项目流程归档,提升效率的同时,将海量离散数据转化为标准化的数字资产。并支持随时检索、溯源,确保全量底稿结构化管理,筑牢安全合规的数据底座。
要素级精准穿透
智能体自主从复杂的底稿正文及多级附件中提取时间、关键角色等关键要素,并自动重组挂载至项目事件时间轴,完整客观还原项目逻辑。
自动化交叉核查和实时预警
基于合规审查规范,AI自动完成事实校验、逻辑一致性核查等,生成全面的校验报告,并提醒逻辑错误或合规漏洞。
全链路结构化审计
全面记录从文档上传到校验产出的每一步操作细节,形成完整、不可篡改的结构化审计日志,适配金融监管要求。
细颗粒度安全权限体系
通过统一的标准数据安全管理架构,实现访问权限的细粒度控制,确保敏感项目数据安全流转。
树立标杆,从一个场景走向规模化AI应用
本案例在投行合规审查这一高复杂度场景中,率先从人工跨越到智能体自主作业,积累了可复用、可快速扩展的基座能力,树立了投行行业AI智能体应用标杆,并为金融合规领域应用提供了可信智能体应用范式。
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